Structured Equity Solutions

Wealth preservation and enhancement of concentrated positions of stock is of paramount concern to many. Raymond James has the expertise to assist “insiders” and their related employees in evaluating, designing and executing customized solutions and strategies on a confidential basis in order to achieve one or more of the following objectives:

• Monetization
• Diversification through use of exchange funds
• Hedging price/market risk
• Deferral of taxes
• Maintaining price appreciation potential
• Discounted purchases of restricted or “locked up” stock
• Maintaining voting and dividend rights
• Creating 10(b)5-1 plan for prearranged trading used during blackout periods